Enforceable undertaking rise highlights ASIC’s return to litigation era; Regulatory grid seeks to reduce firms’ compliance burden

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12 Mar 2024

Latest News Financial Planning Enforceable undertaking rise highlights ASIC's return to litigation era The fact there has already been two enforceable undertakings this year, including one from a former adviser, compared to just five in 2023 indicates ASIC is returning to its litigation era, according to Hall & Wilcox. Read More Financial Planning Regulatory grid seeks to reduce firms' compliance burden A new Treasury financial services regulatory initiatives grid will work with ASIC to reduce compliance burdens for financial services firms, particularly those which are small or medium-sized businesses. Read More Promoted Content Global giants and hidden gems in equity investing Actively managed global equity investments are on investors' radars in 2024, given the mixed outlook for global economic growth. Explore Macquarie's active ETF solutions. Financial Planning AMP BOLR settlement approaches conclusion The case management hearing for AMP's BOLR proceedings to approve the $100 million settlement sum has been given a rescheduled date after two cancellations. Read More Financial Planning How to attract more female clients to advice A female adviser has shared how financial advice firms can be more appealing to female clients who may feel intimidated by a male-dominated industry. Read More Funds Management Meet the Manager: Sarah Shaw of 4D Infrastructure In the latest Meet the Manager profile, Money Management speaks with 4D Infrastructure CEO, CIO and portfolio manager Sarah Shaw. Read More Funds Management The allure of active ETFs for financial advisers Financial advisers' appetite for active ETFs as a cost-effective investment solution continues to grow, according to Dimensional Fund Advisors, as advice firms look to manage costs while servicing more clients. Read More Feature Features Retiring an outdated concept of retirement With Australians living and working longer than ever, there are calls from industry professionals to redefine the traditional concept of retirement to ensure it meets their needs. Read More

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